How to save 100s of supervision hours using AI

The increased demands of Consumer Duty mean having an effective supervision function isn’t a choice; it’s a necessity. Whilst most financial advice firms have made progress in moving towards risk-based supervision approaches, most supervision is still done the old-fashioned way – a person reviewing ...

19.08.23 12:59 PM - Comment(s)
Revolutionise Your Financial Advisory Business: 5 Incredible ChatGPT Time & Money Savers That Will Set You Apart

As a financial adviser or staff member, you're constantly looking for innovative ways to save time and money while providing top-notch service to your clients.

Today, I have a ground-breaking revelation to share with you.

This entire article has been meticulously crafted by ChatGPT, an AI language mod...

23.03.23 08:57 AM - Comment(s)
Value is Personal for Consumer Duty
How to assess value as part of consumer Duty.
27.01.23 06:00 PM - Comment(s)
7 Simple Steps to a Fool-proof Consumer Duty Data Strategy
We cover the 7 steps to creating a fool-proof Consumer Duty data strategy
27.01.23 05:12 PM - Comment(s)
5 Essential Considerations for a Management Buy Out (MBO)

There’s never been a better time to sell a financial advice business! There are over 150 actively acquiring firms that I know; most of which are fuelled by Private Equity money from the US. In fact, we appear to be in a bit of a goldilocks zone at present!


However, not everyone wants to s...

28.10.22 04:41 PM - Comment(s)